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#	Item
981	Health Information and Quality Authority Code of Business Conduct Code of Business Conduct 1. Introduction Add to Reading List Source URL: www.hiqa.ie Language: English - Date: 2014-07-27 21:45:58 Private law Corporate governance Committees Law Board of directors Freedom of Information Act Accounting Technicians Ireland Information security Dodd–Frank Wall Street Reform and Consumer Protection Act Corporations law Management Business
982	SEC-39 SYSTEM NAME: Personnel Management Employment and Staffing Files. SYSTEM LOCATION: Securities and Exchange Commission, Operations Center, 6432 General Green Way, Mail Stop 0-1, Alexandria, VA[removed]. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-30 12:51:34 Security clearance Right to Information Act Security National security Dodd–Frank Wall Street Reform and Consumer Protection Act Corporate crime U.S. Securities and Exchange Commission Government
983	Federal Register / Vol. 77, No[removed]Wednesday, September 26, [removed]Rules and Regulations (j) * * * (1) * * * (v) * * * (E) * * * (3) A ‘‘lead’’ level 2 observer on a Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2012-09-26 02:54:02 73rd United States Congress 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama U.S. Securities and Exchange Commission 6T Securities Exchange Act Financial economics United States securities law Financial regulation United States Securities and Exchange Commission
984	Wells Fargo & Company Wells Fargo Bank, N.A. Resolution Plan Public Summary July 1, 2013 Add to Reading List Source URL: www.fdic.gov Language: English - Date: 2013-09-11 15:36:07 Dodd–Frank Wall Street Reform and Consumer Protection Act Financial regulation Banks Federal Reserve System Wachovia Gramm–Leach–Bliley Act United States federal banking legislation Wells Fargo Financial services
985	CODE OF ETHICS AND PROFESSIONAL STANDARDS FOR MEMBERS Contents CODE OF ETHICS ..........................................................................................................2 1 CONDUCT OF MEMBERS ACTING ON BEH Add to Reading List Source URL: web.hrsonline.org Language: English - Date: 2014-05-20 16:07:28 Audit committee Committees Conflict of interest Ethics Business ethics Law Business Dodd–Frank Wall Street Reform and Consumer Protection Act Corporations law Auditing Corporate governance
986	LEGAL LENDING LIMIT TREATMENT OF DERIVATIVE TRANSACTIONS PURSUANT TO LSA-R.S. 6:415 LOUISIANA OFFICE OF FINANCIAL INSTITUTIONS (OFI) OFI Advisory Opinion No.10 November 1, 2013 BACKGROUND Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2013-11-04 13:40:40 Financial markets United States housing bubble Stock market Credit risk Dodd–Frank Wall Street Reform and Consumer Protection Act Repurchase agreement Derivative Short Security Financial economics Finance Economics
987	SECURITIES AND EXCHANGE COMMISSION Release No[removed]March 5, 2012 Order Granting Temporary Exemption of Morningstar Credit Ratings, LLC from the Conflict of Interest Prohibition in Rule 17g-5(c)(1) of the Securities Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-06 15:32:28 Economics Credit rating agencies Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Bond credit rating Asset-backed security Financial economics Finance Nationally recognized statistical rating organization
988	Resolution Plan for State Street Corporation & State Street Bank and Trust Company Section 1: Public Section Add to Reading List Source URL: www.fdic.gov Language: English - Date: 2014-01-10 12:01:36 Financial services Institutional investors Collective investment schemes State Street Global Advisors State Street Corporation State Street Bank and Trust Company Mutual fund Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Investment Finance
989	Microsoft Word - BCS Confid Res Plan-1.docx Add to Reading List Source URL: www.fdic.gov Language: English - Date: 2013-09-11 15:36:11 Barclays Late-2000s financial crisis Absa Group Prime brokerage Dodd–Frank Wall Street Reform and Consumer Protection Act Lehman Brothers Bear Stearns Banks Financial services Investment banking
990	Resolution Plan for Citigroup Inc. & Citibank, N.A. Section 1: Public Section June 29, 2012 Add to Reading List Source URL: www.fdic.gov Language: English - Date: 2013-09-11 15:36:14 Economic history Economy of New York City Citibank Basel III Late-2000s financial crisis Basel II Dodd–Frank Wall Street Reform and Consumer Protection Act Citibank India Citibank Australia Citigroup Systemic risk Economics

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